Securities Exam Prep Series 6 & 63

Series 6 & 63 Exam Prep

To pass your Series 6 & 63 licensing exams, ExamFX has created a comprehensive online training program to ensure that you are prepared to pass your exam on first attempt. We have a variety of study packages available, designed to meet your specific needs.

 

RETAIL PACKAGES STARTING AT*
$199.95 

Organization Discounts Available*Actual price may vary depending on state and course selection. Please see purchasing portal for actual pricing for your state and organization. Discount pricing may also be available with qualifying manager email, discount code, or by visiting your specific organization's page.

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Series 6 & 63 Package Comparison

We offer flexible solutions and packages for every learning style, specifically designed to help you pass your Series 6 & 63 exam. Through our training you will have access to a variety of helpful study tools that will prepare you for test day. 

OUR GUARANTEE

We guarantee you will pass your licensing exam on the first attempt. If you do not pass the licensing exam after scoring an 80% on the Guarantee Exam, we will refund the cost of the material. Licensing exam must be taken within 3 days after passing the Guarantee Exam. A copy of the licensing exam results and access code must be provided.

PACKAGE COMPARISON

SELF-STUDY PACKAGE VIDEO STUDY PACKAGE LIVE ONLINE PACKAGE
$199.95 - REGISTER NOW $309.85 $279.95 Save 10% REGISTER NOW $436.30 $349.95 Save 16% BEST VALUE REGISTER NOW SEE CALENDAR
90 Days Course Access
Interactive Learning Portal
Online Exam Simulations
Readiness Exam
Guarantee Exam
Instructor Support
OnDemand Video Lectures
Online Flashcards
Live Online Training
What_Is_Icon

What is the Series 6 license and what will it do?

The Series 6 license allows financial services professionals, such as financial advisers, private bankers, Investment advisers, retirement planners, and others who may solicit the purchase or sale of investment instruments. In order to obtain a Series 6 license, you must prepare and pass the Series 6 exam (Investment Company/Variable Contracts Products Limited Representative). This exam is administered by FINRA (Financial Industry Regulatory Authority). To view a complete, detailed test outline, please follow the link to the FINRA website and Series 6 outline.VIEW THE FINRA SERIES 6 OUTLINE

What is the Series 63 license and what will it do?

The Series 63 (Uniform Securities Agent State Law Examination) license allows financial services professionals to solicit orders of any type of security in a particular state. In order to obtain a Series 63 license, you must prepare and pass the Series 63 exam. This exam is administered by FINRA (Financial Industry Regulatory Authority) a. To view a complete, detailed test outline, please follow the link to the North American Securities Administrators Association (NASAA) website and view the Series 63 outline.
VIEW THE NASAA SERIES 63 OUTLINE

About the Series 6 & 63 Exams

What are the topics covered on the Series 6 & 63 Exams?

The Series 6 exam is broken down into four parts (by job function). These topics include: 

What are the topics covered on the Series 63 Exam?

The Series 63 exam is broken down into two parts. These topics include: 

See below for more detailed breakdown or visit the FINRA link above.


Regulatory fundamentals and business development

Evaluate customers’ financial information, identify investment objectives, provide information on investment products, and make suitable recommendations

 

Open, maintain, close, and transfer accounts and retain appropriate account records

Obtain, verify, and confirm customer purchase and sale instructions

State Securities Acts and related rules and regulations

Ethical practices and fiduciary obligations

FINRA Series 6 Exam Details

The Series 6 exam consists of 100 multiple-choice questions and is a total duration of 2.5 hours. The minimum passing score is 70%.  The exam cost is approx. $100 and it requires candidates to be sponsored by a member of FINRA or a self-regulatory organization (SRO) in order to sit for the exam.

FINRA Series 63 Exam Details

The Series 6 exam consists of 60 multiple-choice questions and is a total duration of 1 hour and 15 min. The minimum passing score is 72%.  The exam cost is approx. $135.

What is the ExamFX Guarantee Exam?


As a first in the prelicensing industry, we stand by our mission to provide students with quality learning tools and instruction. We guarantee each student will pass his or her exam on the first attempt. If a student fails the state exam within three days after scoring 80% on the Guarantee Exam, we will refund the cost of the material. It is that simple.

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