FINRA® Series 65 Exam Prep Training Course & Study Materials

Series 65 securities prelicensing program

Series 65 Exam Prep

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ExamFX has created a comprehensive online training program to ensure candidates are prepared to pass their qualification exam on the first attempt. We have a variety of study packages available to fit every learning preference and budget.


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Series 65 Package Comparison

We offer flexible solutions and packages designed to help candidates pass their Series 65 exam. Our training provides a variety of helpful study tools that prepares candidates for success. 


PACKAGE COMPARISON

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$159.95 - REGISTER NOW $234.85 $229.95 Save 2% REGISTER NOW $322.80 $294.95 Save 9% REGISTER NOW SEE CALENDAR
90 Days Course Access
Interactive Learning Portal
Chapter Quizzes
Practice Exams
Readiness Exam
Instructor Support
Video Lectures
Online Flash Cards
Live Online Training
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What is the Series 65 license?

The Series 65 license allows financial services professionals to qualify as an Investment Adviser Representative. In order to obtain a Series 65 license, candidates must prepare and pass the Series 65 exam (Uniform Investment Adviser Law Examination). This exam is administered by the Financial Industry Regulatory Authority (FINRA).
VIEW NASAA SERIES 65 EXAM CONTENT OUTLINE

About the Series 65 Exam

What is On the Series 65 Exam?

The Series 65 exam is made up of 130 questions with topics broken into four parts. You can expect to see the following content areas on the Series 65 Exam: : 

What is the Series 65 exam?

The Series 65 Exam, also known as the NASAA Investment Advisers Law Examination, is designed to test financial professionals on their understanding of securities regulations, investments, and other knowledge related to areas of investing, finance, and economics.

See below for more detailed breakdown or visit NASAA.


Series 65 Exam Content


Investment Vehicle Characteristics

Economic Factors and Business Information

 

Client Investment Recommendations and Strategies

Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices

 

Additional Series 65 Study Materials

ExamFX offers candidates all the study materials they need to be successful in passing their qualification exam. In addition to our online learning platform, we offer printed study materials that help candidates throughout their learning. Our Study Guide, Flash Cards and Tip Sheets can easily be added to any package during checkout.

ExamFX Series 65 packages include unlimited practice exams, designed to the simulate qualification exam. Learn more about these additional study materials by clicking below.

series-65-study-materials

What is the ExamFX Readiness Exam?


ExamFX is so confident in our training program that we guarantee users who successfully complete the Readiness Exam will pass their licensing exam on their first attempt! If you do not pass your licensing exam within three days after scoring 80% or higher on the Readiness Exam, we will refund the cost of your course. It is that simple. Some restrictions may apply.