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Series 6 - Investment Company Products/Variable Contracts Limited Representative

Passing the Series 6 exam is required by the Financial Industry Regulatory Authority (FINRA) in order for individuals to qualify to sell primary offerings of shares from closed-end companies, mutual funds, unit investment trusts and variable products on behalf of a registered broker-dealer. Once you pass your Series 6 exam, you will be qualified as a Registered Representative (RR). The Series 6 exam consists of 100 multiple-choice questions and must be completed within 2 hours and 15 minutes. A score of 70% is required to pass the exam.




Series 63 – Uniform Securities Agent State Law Examination

Passing your Series 63 exam qualifies you as a Securities Agent. This exam was developed by the North American Securities Administrators Association (NASAA), and is administered by the Financial Industry Regulatory Authority (FINRA). Series 63 is the state law and regulation exam for broker-dealer representatives that focuses on the Uniform Securities Act and the Statement of Policy and Model Rules adopted by NASAA. This exam consists of 60 multiple-choice questions and must be completed within 1 hour and 15 minutes. A score of 72% is required to pass the exam.

Package Options –

ExamFX Ultimate package for Series 6 & 63 (available as a combo course only)

The Series 6 & 63 Ultimate online study package includes:

  • Immediate access to the online study program
  • Online exam simulations that resemble the real exam
  • Hard copy of our PASS Study Guide
  • ListenUp! Audio CD with instruction through conversational dialogue

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ExamFX Premium package for Series 6, Series 63 or Series 6 & 63

The Premium online study package includes:

  • Immediate access to the online study program
  • Online exam simulations that resemble the real exam
  • Hard copy of our PASS Study Guide

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ExamFX Standard package for Series 6, Series 63 or Series 6 & 63

The Standard online study package includes:

  • Immediate access to the online study program
  • Online exam simulations that resemble the real exam

Get Started!