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We offer flexible solutions and packages for every learning preference, specifically designed to help candidates pass their SIE exam. Our training provides a variety of helpful study tools that prepares candidates for success.
The SIE exam assesses a candidate's basic knowledge of the securities industry. The Financial Industry Regulatory Authority (FINRA) requires that all candidates must pass both the SIE exam and a representative (Rep Level) Top-Off exam. The SIE exam focuses on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, and regulated and prohibitive practices.
VIEW FINRA SIE EXAM CONTENT OUTLINE
The SIE exam, which is an introductory level exam, consisting of 75 questions and is broken down into four parts. These topics include:
See below for more detailed breakdown or visit FINRA.
View Packages and Pricing*
*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.
The SIE exam consists of 75 multiple-choice questions. Candidates are given 1 hour and 45 minutes to complete the exam and must achieve a 70% to pass. The cost of the exam is $80.
Find your way through the SIE exam landscape with guidance from our blog.