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Browse ExamFX's comprehensive list of licensing and continuing education courses.

 
NFA

Series 3

National Commodities Futures Exam

Training course and materials for the Series 3 Exam. The exam licenses financial professionals to sell commodity futures contracts and options on commodity futures contracts and covers market knowledge and U.S. regulations.

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NFA

Series 31

Futures Managed Funds Exam

Training course and materials for the Series 31 Exam. In most cases, this exam is required for individuals applying for NFA membership as a futures commission merchant (FCM), retail foreign exchange dealer (RFED), introducing broker (IB), commodity pool operator (CPO), or commodity trading advisor (CTA), or as an associated person (AP) of these entities. It covers material related to managed funds.

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FINRA

Series 4

Registered Options Principal Exam

Training course and materials for the Series 4 Exam. The exam assesses the competency of an entry-level principal to perform their job as a registered options principal. It measures the degree to which each candidate possesses the knowledge needed to perform critical job functions.

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NFA

Series 34

Retail Off-Exchange Forex Exam

Training course and materials for the Series 34 Exam. In most cases, individuals seeking approval as a forex firm or individual must pass the Series 34 examination before engaging in off-exchange retail forex. It covers forex markets, regulations, and trading practices.

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FINRA

Series 24

General Securities Principal Exam

Training course and materials for the Series 24 Exam. A Series 24 license allows individuals to manage or supervise a FINRA member's investment banking or securities business. It qualifies the individual as a General Securities Principal.

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FINRA

Series 10

General Securities Sales Supervisor Exam (Part 1 - General)

Training course and materials for the Series 10 Exam. The Series 10 exam is Part 1 (General) of the Series 9/10 exam, which assesses the ability of an entry-level principal to perform their job as a securities sales supervisor.

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FINRA

Series 9

General Securities Sales Supervisor Exam (Part 2 - Options)

Training course and materials for the Series 9 Exam. The Series 9 exam is Part 2 (Options) of the Series 9/10 exam, which assesses the ability of an entry-level principal to perform their job as a securities sales supervisor with a focus on options.

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FINRA

Series 99

Operations Professional Exam

Training course and materials for the Series 99 Exam. The Series 99 exam assesses the ability of an entry-level Registered Representative to perform their job as an operations professional.

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FINRA

Bundle: SIE + Series 99

Securities Industry Essentials + Operations Professional Exam

Two courses in one! The integrated SIE and Series 99 bundle includes two different exam preparation training courses within a single purchase, providing candidates with multiple ways to study and prepare for their exams. Gain complete flexibility on how to study, while saving time and money by choosing this two-in-one option.

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Personal Lines

Personal Lines Prelicensing Exam Prep Course

Training course and materials for the Personal Lines Exam, a licensing exam that allows you to sell insurance products to individuals and families, such as auto, homeowners, renters, and flood insurance.

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Medicare Supplement/LTC

North Carolina - Medicare Supplement/Long-Term Care Insurance Prelicensing Exam Prep Course

Training course and materials for the Medicare Supplement/Long-Term Care (LTC) Exam, a licensing exam that allows you to legally sell, solicit, or negotiate insurance contracts for Medicare supplement plans and long-term care insurance.

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Variable Products

Georgia & Michigan - Variable Products Prelicensing Exam Prep Course

Training course and materials for the Variable Products Exam, a licensing exam that allows an insurance agent to sell variable life insurance and variable annuities.

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Bundle: Personal Lines with 12-Hour Code and Ethics

California Personal Lines + 12-Hour Code & Ethics

Two courses in one! This CA Personal Lines and 12-Hour Code & Ethics Bundle includes two exam prep training courses within a single purchase, enabling exam preparation for the Personal Lines Insurance Exam and ensuring state compliance to satisfy California's 12-hour insurance Code & Ethics prelicensing requirement.

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Bundle: Limited Lines Automobile with 12-Hour Code and Ethics

California Limited Lines Automobile + 12-Hour Code & Ethics

Two courses in one! This CA Limited Lines Automobile and 12-Hour Code & Ethics Bundle includes two exam prep training courses within a single purchase, enabling exam preparation for the Limited Lines Automobile Insurance Exam and ensuring state compliance to satisfy California's 12-hour insurance Code & Ethics prelicensing requirement.

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Adjusters

Adjusters Prelicensing Exam Prep Course

Training course and materials for the Adjusters Exam, a licensing exam that allows you to legally investigate and settle insurance claims, determining the validity and value of claims for insurance companies or policyholders.


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Code & Ethics

California 12-Hour Code & Ethics

This training course satisfies California’s 12-hour Code & Ethics prelicensing requirement for all lines of authority. However, it does not fully prepare you for the state licensing exam. For the best results, choose a bundled prelicensing course that combines Code & Ethics with comprehensive study tools and practice exams to maximize both compliance and exam readiness.

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