Skip to content
Redeem Voucher
EFX-Logo-Color-Primary

Select Your State

Login

EFX-Logo-Color-Primary

Business

Manager Login

Securities Licensing Exam Prep Courses

Securities exams today are thorough and standardized, with questions that may be entirely new for candidates on exam day. Mastering key concepts is crucial for success.

ExamFX's platform offers a seamless learning experience tailored to help you excel on exam day and seamlessly transition into your career.

Popular FINRA

SIE

Securities Industry Essentials Exam

Training course and materials for the SIE Exam, the entry point into the securities industry. The SIE exam assesses basic knowledge of the securities industry, including products, risks, market structure, and regulations.

Learn More View Packages
Popular FINRA

Series 6

Investment Company and Variable Contracts Representative Exam

Training course and materials for the Series 6 Exam. The exam is designed to assess the competency of entry-level Investment Company and Variable Contracts Products Representatives, measuring the degree to which each candidate possesses the knowledge, skills, and abilities needed to perform critical job functions.

Learn More View Packages
Popular FINRA

Series 7

General Securities Representative Exam

Training course and materials for the Series 7 Exam. The exam is designed to assess the competency of entry-level General Securities Representatives and seeks to measure the degree to which each candidate possesses the knowledge, skills, and abilities needed to perform critical job functions.

Learn More View Packages
Popular FINRA

Bundle: SIE + Series 6

Securities Industry Essentials + Investment Company and Variable Contracts Products Representative Exam

Two courses in one! The integrated SIE and Series 6 bundle includes two different exam prep training courses within a single purchase, providing candidates with multiple ways to study and prepare for their exams. Gain complete flexibility on how to study, while saving time and money by choosing this option.

Learn More View Packages
Popular FINRA

Bundle: SIE + Series 7

Securities Industry Essentials + General Securities Representative

Two courses in one! The integrated SIE and Series 7 bundle includes two different exam prep training courses within a single purchase, providing candidates with multiple ways to study and prepare for their exams. Gain complete flexibility on how to study, while saving time and money by choosing this option.

Learn More View Packages
Popular NASAA

Series 63

Uniform Securities Agent State Law Exam

Training course and materials for the Series 63 Exam. The exam is designed to qualify candidates as securities agents. It is intended to provide a basis for state securities administrators to determine an applicant's knowledge and understanding of state law and regulations.

Learn More View Packages
Popular NASAA

Series 65

Uniform Investment Adviser Law Exam

Training course and materials for the Series 65 Exam. The exam is designed to qualify candidates as investment adviser representatives. The exam covers topics that have been identified as essential to understanding how to provide investment advice to clients.

Learn More View Packages
Popular NASAA

Series 66

Uniform Securities Agent Combined State Law Exam

Training course and materials for the Series 66 Exam. The exam is designed to qualify candidates as both securities agents and investment adviser representatives. The exam covers topics that have been determined to be necessary to provide investment advice and effect securities transactions for clients.

Learn More View Packages
NFA

Series 3

National Commodities Futures Exam

Training course and materials for the Series 3 Exam. The exam licenses financial professionals to sell commodity futures contracts and options on commodity futures contracts and covers market knowledge and U.S. regulations.

Learn More View Packages
NFA

Series 31

Futures Managed Funds Exam

Training course and materials for the Series 31 Exam. In most cases, this exam is required for individuals applying for NFA membership as a futures commission merchant (FCM), retail foreign exchange dealer (RFED), introducing broker (IB), commodity pool operator (CPO), or commodity trading advisor (CTA), or as an associated person (AP) of these entities. It covers material related to managed funds.

Learn More View Packages
FINRA

Series 4

Registered Options Principal Exam

Training course and materials for the Series 4 Exam. The exam assesses the competency of an entry-level principal to perform their job as a registered options principal. It measures the degree to which each candidate possesses the knowledge needed to perform critical job functions.

Learn More View Packages
NFA

Series 34

Retail Off-Exchange Forex Exam

Training course and materials for the Series 34 Exam. In most cases, individuals seeking approval as a forex firm or individual must pass the Series 34 examination before engaging in off-exchange retail forex. It covers forex markets, regulations, and trading practices.

Learn More View Packages
FINRA

Series 24

General Securities Principal Exam

Training course and materials for the Series 24 Exam. A Series 24 license allows individuals to manage or supervise a FINRA member's investment banking or securities business. It qualifies the individual as a General Securities Principal.

Learn More View Packages
FINRA

Series 10

General Securities Sales Supervisor Exam (Part 1 - General)

Training course and materials for the Series 10 Exam. The Series 10 exam is Part 1 (General) of the Series 9/10 exam, which assesses the ability of an entry-level principal to perform their job as a securities sales supervisor.

Learn More View Packages
FINRA

Series 9

General Securities Sales Supervisor Exam (Part 2 - Options)

Training course and materials for the Series 9 Exam. The Series 9 exam is Part 2 (Options) of the Series 9/10 exam, which assesses the ability of an entry-level principal to perform their job as a securities sales supervisor with a focus on options.

Learn More View Packages
FINRA

Series 99

Operations Professional Exam

Training course and materials for the Series 99 Exam. The Series 99 exam assesses the ability of an entry-level Registered Representative to perform their job as an operations professional.

Learn More View Packages
FINRA

Bundle: SIE + Series 99

Securities Industry Essentials + Operations Professional Exam

Two courses in one! The integrated SIE and Series 99 bundle includes two different exam preparation training courses within a single purchase, providing candidates with multiple ways to study and prepare for their exams. Gain complete flexibility on how to study, while saving time and money by choosing this two-in-one option.

Learn More View Packages

Why Study with ExamFX?

You’ll know before exam day that you’re ready to pass. ExamFX candidates typically score within 4-5% of their practice exam score on the actual licensing exam. 

div-2

Intuitive Learning Platform

Our user-friendly learning platform drives engagement and retention by focusing on self-paced video-based material. Study tools included in the course make learning simple and easy to follow. 

div (1)-1

Tools for All Learning Preferences

Whether through videos or live webinars, we’ve built training solutions to accommodate all learning styles and ensure exam day success. 

div (37)

Faster Course Completion 

Our content is thorough, but concise with 30% smaller textbooks. We remove the fluff to get you to a passing score as efficiently as possible.

div (3)-1

Expertly Authored Content

Our course material aligns with exam study outlines, focusing on the key concepts you need to pass. Our financial experts track regulatory changes and update courses in real-time to reflect industry trends.

div-2

Live Webinars Save Study Time

Interactive training sessions dive deep into the most challenging exam topics. Candidates can save an average of 13 hours* of online study time.

Learn More
div (37)

Deeper Learning Library   

More questions in the bank, spot-check quizzes embedded into video lectures, and various practice exam modes to ensure you retain what you’re learning and apply it to the workplace. 

*Live Focused Webinars are a supplemental study tool and do not affect the total recommended hours of study per course.
testimonial-img1.png
Why Financial Professionals Love ExamFX

Securities Course Testimonials

Join the 9.5M candidates trained with ExamFX

Jason

ExamFX was a great way for me to prepare for the Series 7! The self-guided study program allowed al the flexibility to fit into my work schedule. Using the chapter quizzes helped in focusing on what needed to still be mastered.

Jason

Series 7

Tyler

Passed all 4 of my Securities Exams (SIE, S6, S63, and S65). I am a State Farm agent aspirant and needed to take all the exams to become an Agent. I was able to register and extend my training if needed. I even did the Live Study Sessions with an instructor! I appreciated the practice questions and quick chapter quizzes, along with the different test questions!

Tyler H.

SIE, Series 6, Series 63, Series 65

Jean

This is easily the best program for Securities Licensing out there. I had used a program prior that led me to actually fail my exam the first time due to a lack of comprehension, but when put through ExamFX's program, I passed with flying colors! Don't look anywhere else for a study program, this here is the one to buy! Thank you, ExamFX!

 

Jean P.

Insurance Agent

Bruce

Love the ease in which ExamFX delivers this material. I simply followed their structured study plan and passed my exam, no problem,

Bruce

Securities America

Join the Over 9.5 Million Candidates Trained

For financial professionals, top-notch and effective exam preparation is key to success. Our licensing training courses are expertly crafted to ensure candidates pass on their very first attempt.

92%

Overall Pass Rate

35+ Years

Team experience working with FINRA's test bank    

30%

Smaller textbook than competitors

24/7

Access to 1:1 coaching with expert trainers

See what our students are saying about their experience with ExamFX.