FINRA may begin testing on the regulatory update for Continuing Education – Regulatory Element which becomes effective January 1, 2023, as well as on the updated contribution limits for Qualified Plans on the Securities Industry Essentials, and Series 6, 7, 10, 24, and 26 exams. ExamFX courses have been revised to include this regulatory update. Continue reading to view the course addendum.
FINRA may test on the regulatory update for Maintaining Qualifications Program (MQP) on the Series 6, 7, 10, 24, and 26 exams which became effective March 15, 2022. ExamFX courses have been revised to include this regulatory update. Continue reading to view the course addendum.
ExamFX SIE, Series 6, and Series 7 courses have been updated as a result of recent regulatory changes pertaining to exempt offerings (Reg D, Reg A, and Regulation Crowdfunding). Continue reading for additional information and to view the course addendum for SIE, Series 6, and Series 7.
FINRA is updating the Securities Industry licensing process on October 1, 2018, with the introduction of the SIE exam. In order to align with these upcoming changes, ExamFX is excited to announce the launch of our new Securities Training Programs.
FINRA has released new outlines for Series 6 and Series 7 Exams in conjunction with the upcoming new SIE Exam. These updates are scheduled to go into effect on October 1, 2018.