Integrated Securities Industry Essentials (SIE) and Series 7 Rep Level

Integrated SIE and Series 7 prelicensing program

Integrated SIE & Series 7 Top-Off Exam Prep

ExamFX has created a comprehensive online training program to ensure candidates are prepared to pass their exam on the first attempt. We have a variety of study packages available to fit every learning preference and budget.

 

RETAIL PACKAGES STARTING AT
$249.95

Organization Discounts AvailableDiscount pricing may be available with qualifying manager email, discount code, or by visiting your specific organization's page.

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Integrated SIE and Series 7 Training Package Comparison

The integrated SIE and Series 7 bundle includes three different exam prep trainings within a single purchase, providing candidates multiple ways to study and prepare for their exams. Gain complete flexibility on how to study, while saving time and money by choosing this option. Here are some highlights:

Integrated Study both the SIE and Series 7 material at the same time within a single integrated learning experience. The exam prep training is combined into logical discussions of all topics vs. independent discussions of the material.  This option will help reduce overall study time for those wanting to take both exams in close succession.

SIE Only Study only material being presented on the SIE exam with this learning experience. This option allows those wanting a two-part exam study plan to be able to focus solely on SIE testable material.

Series 7 Rep Level Study only the material being presented on the Series 7 exam with this learning experience. This option allows those wanting a two-part exam study plan to be able to focus solely on Series 7 testable material.


PACKAGE COMPARISON

SELF-STUDY PACKAGE VIDEO STUDY PACKAGE LIVE ONLINE PACKAGE
$249.95 - REGISTER NOW $349.95 - REGISTER NOW $459.95 BEST VALUE REGISTER NOW SEE CALENDAR
90 Days Course Access
Interactive Learning Portal
Online Exam Simulations
Readiness Exam
Guarantee Exam
Instructor Support
OnDemand Video Lectures
Online Flashcards
Live Online Training
What_Is_Icon

What is the Securities Industry Essentials (SIE) exam?

The SIE exam assesses a candidate's basic knowledge of the securities industry. Starting October 1, 2018, the Financial Industry Regulatory Authority (FINRA) requires that all candidates must pass both the SIE exam and a representative (Rep Level) top off exam. The SIE exam focuses on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, and regulated and prohibitive practices.
VIEW FINRA SIE EXAM CONTENT OUTLINE

What is the Series 7 Rep Level exam?

The Series 7 exam is designed to assess the competency of entry-level General Securities Representatives and is administered by the Financial Industry Regulatory Authority (FINRA). The Series 7 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of a General Securities Registered Representative. In order to obtain registration as a General Securities Representative, candidates must pass both the Series 7 exam and a general knowledge co-requisite, the Securities Industry Essentials (SIE) exam. For more information about the activities requiring registration as a General Securities Representative, see FINRA Rule 1220(b)(2).
VIEW FINRA SERIES 7 EXAM CONTENT OUTLINE

About the Securities Industry Essentials Exam

What are the topics covered on the SIE Exam?

The SIE exam, which is an introductory level exam, consisting of 75 questions and is broken down into four parts. These topics include: 

See below for more detailed breakdown or visit FINRA.


Regulatory Entities, Agencies and Market Participants

Understanding Products and Their Risks

Understanding Trading, Customer Accounts and Prohibited Activities

Overview of Regulatory Framework

About the Series 7 Rep Level Exam

What are the topics covered on the Series 7 Rep-Level Exam?

The Series 7 Rep Level exam is broken down into four parts (by job function). These topics include: 

See below for more detailed breakdown or visit FINRA.


Seeks Business for the Broker-Dealer from Customers and Potential Customers

Opens Accounts After Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives

Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions

Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records

FINRA SIE Exam Details

The SIE exam consists of 75 multiple-choice questions. Candidates will be given 1 hour and 45 minutes to complete the exam and must achieve a 70% to pass. The cost of the exam is $60.

FINRA Series 7 Rep Level Exam Details

The Series 7 Rep Level exam consists of 125 multiple-choice questions. Candidates are given 3 hours and 45 minutes to complete the exam and must achieve a 72% to pass. The cost of the exam is $245.

What is the ExamFX Guarantee Exam?


ExamFX is so confident in our training program that we guarantee users who successfully complete the Guarantee Exam will pass their licensing exam on their first attempt! If you do not pass your licensing exam within three days after scoring 80% or higher on the Guarantee Exam, we will refund the cost of your course. It is that simple. Some restrictions may apply.

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