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Securities Exam Prep Series 63
FINRA Series 63 Exam Prep Course
Rated "Best Overall" By Investopedia
ExamFX has created a comprehensive online training program to ensure candidates are prepared to pass their qualification exam on the first attempt. We have a variety of study packages available to fit every learning preference and budget.
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Series 63 Package Comparison
We offer flexible solutions and packages for every learning style, specifically designed to help candidates pass their Series 63 exam. Our training provides a variety of helpful study tools that prepares candidates for success.
PACKAGE COMPARISON
What is the Series 63 license?
The Series 63 (Uniform Securities Agent State Law Examination) license allows financial services professionals to solicit orders of any type of security in a particular state. In order to obtain a Series 63 license, candidates must prepare and pass the Series 63 exam. This exam is administered by the Financial Industry Regulatory Authority (FINRA).
VIEW NASAA SERIES 63 EXAM CONTENT OUTLINE
About the Series 63 Exam
What are the topics covered on the Series 63 Exam?
The Series 63 exam is broken down into two parts. These topics include:
- State Securities Acts and related rules and regulations
- Ethical practices and fiduciary obligations
See below for more detailed breakdown or visit NASAA.
State Securities Acts and related rules and regulations
- Regulation of Investment Advisers, including stateregistered and federal covered advisers
- Regulation of Investment Adviser Representatives
- Regulation of Broker-dealers (e.g., definition, registration, post-registration requirements)
- Regulation of Agents of Broker-dealers
- Regulations of Securities and Issuers
- Remedies and Administrative Provisions
Ethical practices and fiduciary obligations
- Communications with clients and prospects
- Compensation
- Client funds and securities
- Conflicts of interest and other fiduciary issues
Additional Series 63 Study Materials
ExamFX offers candidates all the study materials they need to be successful in passing their qualification exam. In addition to our online learning platform, we offer printed study materials that help candidates throughout their learning. Our Study Guide, Flash Cards and Tip Sheets can easily be added to any package during checkout.
ExamFX Series 63 packages include unlimited practice exams, designed to the simulate qualification exam. Learn more about these additional study materials by clicking below.
FINRA Series 63 Exam Details
The Series 63 exam consists of 60 multiple-choice questions. Candidates are given 1 hour and 15 minutes to complete the exam and must achieve a 72% to pass. The cost of the exam is $135.
What is the ExamFX Guarantee Exam?
ExamFX is so confident in our training program that we guarantee users who successfully complete the Guarantee Exam will pass their licensing exam on their first attempt! If you do not pass your licensing exam within three days after scoring 80% or higher on the Guarantee Exam, we will refund the cost of your course. It is that simple. Some restrictions may apply.