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ExamFX has created a comprehensive online training program to ensure candidates are prepared to pass their qualification exam on the first attempt. We have a variety of study packages available to fit every learning preference and budget.
RETAIL PACKAGES STARTING AT
$240.00
*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.
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We offer flexible solutions and packages designed to help candidates pass their Series 65 exam. Our training provides a variety of helpful study tools that prepare candidates for success.
Navigate your securities licensing exams with confidence! Our new comprehensive learning experience will level up your study practices. In addition to online courses delivered in a video-first modern e-learning environment, the Live Online Study Package gives you access to 3-hour Live Focused Webinars. These webinars are interactive training sessions focused on the most challenging topics frequently encountered on exams. Our Live Focused Webinars make complex financial concepts more digestible, clearing your path to success.
See detailed descriptions of the 2 sessions offered for the Series 65 Exam below.Introducing the Securities Live Online Study Package & Live Focus Webinars
Candidates are twice as likely to reach the recommended amount of study in course.
Save an average of 24 hours of online study time.*
Candidates consistently pass the SIE exam with 95/96% pass rates.*
*Calculated for candidates who completed 80% of their ExamFX course and scored 80% or greater on their final practice exam. Live Focused Webinars are a supplemental study tool and do not affect the total recommended hours of study per course.
An essential tool for those preparing for the Series 63, 65, and 66 exams, these webinars provide clarity on the interplay between state and federal regulations, and guides candidates through the intricacies of investment advisement for both individuals and organizations. This comprehensive approach ensures a robust understanding of the regulatory environment and ethical practices essential for NASAA exam success.
This webinar sharpens candidates' grasp of key securities regulations for the Series 63, 65, and 66 exams. It distills the core elements of state and federal laws, including registration protocols and firm definitions, while navigating the exclusions and categories relevant to industry professionals. This webinar highlights administrator authority and fraud prevention, arming candidates with the knowledge to tackle legal and ethical exam questions with confidence.
Equips Series 65 and 66 candidates with insights into investment vehicles and strategies. It covers key features of equities, bonds, and investment companies, alongside practical bond trading and equity options exercises. The webinar emphasizes the art of making tailored investment recommendations, understanding client-specific needs, and navigating investment taxation. Candidates will also learn about order types, risk assessment, and investment valuation, ensuring a well-rounded approach to financial advising and exam preparedness.
The Series 65 license allows financial services professionals to qualify as an Investment Adviser Representative. In order to obtain a Series 65 license, candidates must prepare and pass the Series 65 exam (Uniform Investment Adviser Law Examination). This exam is administered by the Financial Industry Regulatory Authority (FINRA).
VIEW NASAA SERIES 65 EXAM CONTENT OUTLINE
What is On the Series 65 Exam?
The Series 65 exam is made up of 130 questions with topics broken into four parts. You can expect to see the following content areas on the Series 65 Exam: :
What is the Series 65 exam?
The Series 65 Exam, also known as the NASAA Investment Advisers Law Examination, is designed to test financial professionals on their understanding of securities regulations, investments, and other knowledge related to areas of investing, finance, and economics.
See below for more detailed breakdown or visit NASAA.
View Packages and Pricing*
*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.
The Series 65 exam consists of 130 multiple-choice questions. Candidates are given 3 hours to complete the exam and must achieve a 70% to pass. The cost of the exam is $175. Candidates do not need to be sponsored or employed by a member firm.
*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.