Securities Exam Prep Series 65

Series 65 securities prelicensing program

Series 65 Exam Prep

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ExamFX has created a comprehensive online training program to ensure candidates are prepared to pass their qualification exam on the first attempt. We have a variety of study packages available to fit every learning preference and budget.

 

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Series 65 Package Comparison

We offer flexible solutions and packages designed to help candidates pass their Series 65 exam. Our training provides a variety of helpful study tools that prepares candidates for success. 


PACKAGE COMPARISON

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What is the Series 65 license?

The Series 65 license allows financial services professionals to qualify as an Investment Adviser Representative. In order to obtain a Series 65 license, candidates must prepare and pass the Series 65 exam (Uniform Investment Adviser Law Examination). This exam is administered by the Financial Industry Regulatory Authority (FINRA).
VIEW NASAA SERIES 65 EXAM CONTENT OUTLINE

About the Series 65 Exam

What are the topics covered on the Series 65 Exam?

The Series 65 exam is broken down into four parts (by content area). These topics include: 

See below for more detailed breakdown or visit NASAA.


Investment Vehicle Characteristics

Economic Factors and Business Information

 

Client Investment Recommendations and Strategies

Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices

 

FINRA Series 65 Exam Details

The Series 65 exam consists of 130 multiple-choice questions. Candidates are given 3 hours to complete the exam and must achieve a 72% to pass. The cost of the exam is $175. Candidates do not need to be sponsored or employed by a member firm.

What is the ExamFX Guarantee Exam?


ExamFX is so confident in our training program that we guarantee users who successfully complete the Guarantee Exam will pass their licensing exam on their first attempt! If you do not pass your licensing exam within three days after scoring 80% or higher on the Guarantee Exam, we will refund the cost of your course. It is that simple. Some restrictions may apply.

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