Latest News

SIE, Series 6, 7, 10, 24 & 26 Course Update January 2023

FINRA may begin testing on the regulatory update for Continuing Education – Regulatory Element which becomes effective January 1, 2023, as well as on the updated contribution limits for Qualified Plans on the Securities Industry Essentials, and Series 6, 7, 10, 24, and 26 exams. ExamFX courses have been revised to include this regulatory update. Continue reading to view the course addendum.

New FINRA Regulation: Regulation Best Interest

Regulation Best Interest took effect on June 30, 2020 and imposes an obligation on broker/dealers and registered representatives or associated persons to act in the best interest of individual retail customers at the time recommendations are made. Continue reading for additional information and to view the course addendum for Securities Industry Essentials (SIE), and Series 6, 7, 24 and 26.

Securities Courses Update January 2020

The SECURE Act of 2019 and Required Minimum Distribution (RMD) rules for qualified plans were made effective January 1, 2020. The following ExamFX Securities courses have been updated in accordance with these changes: Securities Industry Essentials (SIE), Series 6, Series 7, Series 65, Series 66, Series 24, and Series 26. Continue to view the associated course addendum.