MSRB may begin testing on the regulatory update for Continuing Education – Regulatory Element which becomes effective January 1, 2023, on the Series 52 and 53 exams. ExamFX courses have been revised to include this regulatory update. Continue reading to view the course addendum.
FINRA may begin testing on the regulatory update for Continuing Education – Regulatory Element which becomes effective January 1, 2023, as well as on the updated contribution limits for Qualified Plans on the Securities Industry Essentials, and Series 6, 7, 10, 24, and 26 exams. ExamFX courses have been revised to include this regulatory update. Continue reading to view the course addendum.
NASAA will begin testing on the new Marketing Rule on the Series 63, 65, and 66 exams effective April 1, 2022. ExamFX courses have been revised to include this regulatory update. Continue reading to view the course addendum.
FINRA may test on the regulatory update for Maintaining Qualifications Program (MQP) on the Series 6, 7, 10, 24, and 26 exams which became effective March 15, 2022. ExamFX courses have been revised to include this regulatory update. Continue reading to view the course addendum.
Beginning April 1, 2022, the North American Securities Administrators Association (NASAA) will no longer offer online testing for the Series 63, 65, and 66 qualification exams. Continue reading for additional information.
We are pleased to share that ExamFX has completed the acquisition of Training Consultants, a highly-regarded securities training provider with over 40 years of experience. Continue reading to view our news release on the acquisition.
Series 63, 65, and 66 NASAA exams will be updated on May 1, 2021 in light of recent regulatory changes pertaining to the accredited investor definition. Continue reading for additional information and to view the course addendum for Series 63, Series 65, and Series 66.
ExamFX Series 24 courses have been updated as a result of recent regulatory changes pertaining to exempt offerings (Reg D, Reg A, and Regulation Crowdfunding). Continue reading for additional information and to view the course addendum for Series 26.
ExamFX Series 26 courses have been updated as a result of recent regulatory changes pertaining to exempt offerings (Reg D, Reg A, and Regulation Crowdfunding). Continue reading for additional information and to view the course addendum for Series 26.
ExamFX SIE, Series 6, and Series 7 courses have been updated as a result of recent regulatory changes pertaining to exempt offerings (Reg D, Reg A, and Regulation Crowdfunding). Continue reading for additional information and to view the course addendum for SIE, Series 6, and Series 7.
ExamFX is pleased to announce the addition of Series 9/10 to our growing list of Securities Training courses. Continue reading for more information.
ExamFX is pleased to announce the addition of Series 99 to our growing list of Securities Training courses. Continue reading for more information.
ExamFX is pleased to announce the addition of Series 53 to our growing list of Securities Training courses. Continue reading for more information.
ExamFX is pleased to announce the addition of Series 52 to our growing list of Securities Training courses. Continue reading for more information.
FINRA Candidates and firms may now schedule online examination appointments for Securities Industry Essentials (SIE), Series 6, and Series 7 exams and NASAA's Series 63, Series 65 and Series 66 exams. Continue reading to learn more.
Regulation Best Interest took effect on June 30, 2020 and imposes an obligation on broker/dealers and registered representatives or associated persons to act in the best interest of individual retail customers at the time recommendations are made. Continue reading for additional information and to view the course addendum for Securities Industry Essentials (SIE), and Series 6, 7, 24 and 26.
ExamFX recently expanded and upgraded their video-based learning tool, OnDemand Videos, for the Series 6 Securities course. Continue reading for more information.
Series 65 and Series 66 Securities courses have been updated effective immediately. Continue reading to view the Series 65 and Series 66 course addendum.
The SECURE Act of 2019 and Required Minimum Distribution (RMD) rules for qualified plans were made effective January 1, 2020. The following ExamFX Securities courses have been updated in accordance with these changes: Securities Industry Essentials (SIE), Series 6, Series 7, Series 65, Series 66, Series 24, and Series 26. Continue to view the associated course addendum.
FINRA is updating the Securities Industry licensing process on October 1, 2018, with the introduction of the SIE exam. In order to align with these upcoming changes, ExamFX is excited to announce the launch of our new Securities Training Programs.