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*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.
We offer flexible solutions and packages for every learning preference, specifically designed to help candidates pass their SIE exam. Our training provides a variety of helpful study tools that prepares candidates for success.
Navigate your securities licensing exams with confidence! Our new comprehensive learning experience will level up your study practices. In addition to online courses delivered in a video-first modern e-learning environment, the Live Online Study Package gives you access to 3-hour Live Focused Webinars. These webinars are interactive training sessions focused on the most challenging topics frequently encountered on exams. Our Live Focused Webinars make complex financial concepts more digestible, clearing your path to success.
See detailed descriptions of the 3 sessions offered for the Securities Industry Essentials (SIE) Exam below.
Introducing the Securities Live Online Study Package & Live Focus Webinars
Candidates are twice as likely to reach the recommended amount of study in course.
Candidates can save an average of 13 hours of online study time.*
Candidates consistently pass the SIE exam with 95/96% pass rates.*
*Calculated for candidates who completed 80% of their ExamFX course and scored 80% or greater on their final practice exam. Live Focused Webinars are a supplemental study tool and do not affect the total recommended hours of study per course.
Candidates will explore shareholder rights, the intricacies of stock types, and the strategic considerations of stock splits and dividends. Candidates will explore the relationship between bond prices and yields, with valuable tools to help with comprehension and recall of these critical facts on test day. With a focus on testable applications, this webinar provides the analytical tools and knowledge to confidently address questions on equity and bond market dynamics.
Participants will gain a solid grasp of call and put options and learn the structure and application of these instruments. The webinar also covers hedging techniques and option strategies, complete with practical calculations for real-world trading scenarios. Candidates will differentiate between open-end and closed-end investment companies, understand mutual fund characteristics, and explore the basics of Exchange Traded Funds and Exchange Traded Notes. This webinar ensures well-rounded preparation for the exam.
The webinar covers topics such as order execution, market maker & designated market maker functions, and the intricacies of the OTC market and Exchange Market. Participants will gain practical insights into the mechanics of margin accounts, both long and short accounts. This webinar is crucial for SIE candidates seeking to deepen their market knowledge and leverage financial strategies effectively for exam success and professional advancement.
The SIE exam assesses a candidate's basic knowledge of the securities industry. The Financial Industry Regulatory Authority (FINRA) requires that all candidates must pass both the SIE exam and a representative (Rep Level) Top-Off exam. The SIE exam focuses on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, and regulated and prohibitive practices.
VIEW FINRA SIE EXAM CONTENT OUTLINE
The SIE exam, which is an introductory level exam, consisting of 75 questions and is broken down into four parts. These topics include:
See below for more detailed breakdown or visit FINRA.
View Packages and Pricing*
*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.
The SIE exam consists of 75 multiple-choice questions. Candidates are given 1 hour and 45 minutes to complete the exam and must achieve a 70% to pass. The cost of the exam is $80.
Find your way through the SIE exam landscape with guidance from our blog.