FINRA® Securities Industry Essentials SIE Exam Prep Course

SIE exam securities prelicensing program

Securities Industry Essentials (SIE) Exam Prep

Rated "Best Overall" By Investopedia

ExamFX has created a comprehensive online training program to ensure candidates are prepared to pass their exam on the first attempt. We have a variety of study packages available to fit every learning preference and budget.

 

RETAIL PACKAGES STARTING AT
$99.95
Learn about our Pass Guarantee ›

Register Now › Organization Discounts Available Contact your referring manager or recruiter for information on how to access your organization's portal.

SIE Training Package Comparison

We offer flexible solutions and packages for every learning preference, specifically designed to help candidates pass their SIE exam. Our training provides a variety of helpful study tools that prepares candidates for success.


PACKAGE COMPARISON

SELF-STUDY PACKAGE VIDEO STUDY PACKAGE LIVE ONLINE PACKAGE
$99.95 - REGISTER NOW $139.95 - REGISTER NOW $209.95 BEST VALUE REGISTER NOW SEE CALENDAR
90 Days Course Access
Interactive Learning Portal
Online Exam Simulations
Readiness Exam
Guarantee Exam
Instructor Support
OnDemand Video Lectures
Online Flashcards
Live Online Training
What_Is_Icon

What is the Securities Industry Essentials (SIE) exam?

The SIE exam assesses a candidate's basic knowledge of the securities industry. The Financial Industry Regulatory Authority (FINRA) requires that all candidates must pass both the SIE exam and a representative (Rep Level) Top-Off exam. The SIE exam focuses on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, and regulated and prohibitive practices.
VIEW FINRA SIE EXAM CONTENT OUTLINE

About the Securities Industry Essentials Exam

What are the topics covered on the SIE exam?

The SIE exam, which is an introductory level exam, consisting of 75 questions and is broken down into four parts. These topics include: 

See below for more detailed breakdown or visit FINRA.


Regulatory Entities, Agencies and Market Participants

Understanding Products and Their Risks

Understanding Trading, Customer Accounts and Prohibited Activities

Overview of Regulatory Framework

Additional SIE Study Materials

ExamFX offers candidates all the study materials they need to be successful in passing their qualification exam. In addition to our online learning platform, we offer printed study materials that help candidates throughout their learning. Our Study Guide, Flash Cards and Tip Sheets can easily be added to any package during checkout.

ExamFX SIE packages include unlimited practice exams, designed to simulate the qualification exam. Learn more about these additional study materials by clicking below.

sie-study-materials

FINRA SIE Exam Details

The SIE exam consists of 75 multiple-choice questions. Candidates are given 1 hour and 45 minutes to complete the exam and must achieve a 70% to pass. The cost of the exam is $60.

Page Link exam_pass_efx

What is the ExamFX Guarantee Exam?

ExamFX is so confident in our training program that we guarantee users who successfully complete the Guarantee Exam will pass their licensing exam on their first attempt! If you do not pass your licensing exam within three days after scoring 80% or higher on the Guarantee Exam, we will refund the cost of your course. It is that simple. Some restrictions may apply.

Success Starts Here.