Series 53 Exam Prep Training & Study Materials

Series 53 securities prelicensing program

FINRA Series 53 Exam Prep

ExamFX has created a comprehensive online training program to ensure candidates are prepared to pass their qualification exam on the first attempt.


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Series 53 Training Package Information

We offer a flexible solution and package designed to help candidates pass their Series 53 exam. Our training provides a variety of helpful study tools that prepares candidates for success.


$219.95 - REGISTER NOW
90 Days Course Access
Interactive Learning Portal
Chapter Quizzes
Practice Exams
Readiness Exam
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What is the Series 53 registration?

The Series 53 (The Municipal Securities Principal) is a Municipal Securities Rulemaking Board (MSRB) qualification exam taken by those in the Financial Services industry who will be managing or supervising the municipal securities business activities. In order to obtain a Series 53 registration, candidates must prepare and pass the Series 53 exam. This exam is administered by the Financial Industry Regulatory Authority (FINRA).

About the Series 53 Exam

What are the topics covered on the Series 53 Exam?

The Series 53 exam is designed to determine whether an individual meets the MSRB's qualification standards for municipal securities principal. The exam consists of 100 scored questions and is broken down into the following sections:

See below for more detailed breakdown or visit MSRB.

Federal Regulations

General Supervision

Sales Supervision

Origination and Syndication



FINRA Series 53 Exam Details

The Series 53 exam consists of 100 multiple-choice questions. Candidates are given 3 hours to complete the exam and must achieve a 70% to pass. The cost of the exam is $265.

What is the ExamFX Readiness Exam?

ExamFX is so confident in our training program that we guarantee users who successfully complete the Readiness Exam will pass their licensing exam on their first attempt! If you do not pass your licensing exam within three days after scoring 80% or higher on the Readiness Exam, we will refund the cost of your course. It is that simple. Some restrictions may apply.