Frequently Asked Questions

If I register for my Series 6 or 7 exam before October 1, but will be taking the exam after October 1, what exam(s) should I be prepared to take?

Individuals who apply for registration on or before September 30 will take their exam under the current program, even if exam appointment date is on or after October 1 (you will be given a 120-day window to take that exam).