- Download our free Ebook "Getting to know the Securities Industry Essentials (SIE) Exam and What it Means for You."
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ExamFX, the industry leader in prelicensing training was recently rated the "Best Overall" SIE Exam Prep by Investopedia. Organization and University Recruiters can count on ExamFX to deliver your comprehensive training needs. We are more than just your licensing provider, we are your best-in-class partner in success.
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What is the SIE Exam? And what does it mean for you?
On October 1, 2018, the current representative-level qualification exam program was amended to consist of two test elements: The SIE and Top-Off exams. The SIE exam will be an entry level exam comprised of common core content across several current representative licensing exams. The goal of this new format is to eliminate duplicate testing of general securities knowledge on exams. The most significant impact of this new licensing process is the ability to take the SIE exam without sponsorship from a member firm. Because of this, numerous new candidates now have the opportunity for a position in the industry.
All potential representative-level registrants are required to pass the SIE exam and an appropriate specialized knowledge, or Top-Off exam, to become eligible for registration with a broker/dealer. The Top-Off exams include the Series 6, 7, 22, 57, 79, 82, 86, 87 and 99 exams.
Learn more by downloading the SIE Ebook below.
Manager Focused Candidate Tracking
Track each learners' progress through real-time dashboards and emails
Integrated SIE and Top-Off Trainings
Candidates gain flexibility, reduce overall study time and increase pass-rates
Personalized Candidate Study Materials
Customized study materials aligned with your organizations' onboarding timeline
Custom Live Training Sessions
Train new candidates together in expert-led online or in-person group sessions
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