FINRA® Series 6 Decision Assistant

With FINRA's recent introduction of the Securities Industry Essentials (SIE) exam, we understand it can be confusing to know which exam prep program and products are right for you. We are here to make it easy and help you make the right decision. Please see the questions below and select the one that applies to your situation.

Are you currently sponsored by a member firm and with a Series 6 exam window that was opened prior to October 1, 2018?